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Babcock & Brown LLC ("B&B") is an unregistered entity providing financial advisory services and an affiliate under common control of Burnham Sterling Securities LLC ("Burnham Sterling Securities"). Burnham Sterling Securities is an SEC registered broker/dealer, FINRA member firm and member of SIPC (for details, please see www.sipc.org). All securities related activities and/or securities transactions are conducted solely through Burnham Sterling Securities. Note: Counterparties means an entity that is a borrower, lessee, investor, lender, lessor, buyer, seller or obligor in a transaction involving B&B or Burnham Sterling Securities (or an affiliate thereof). Activities of B&B described in this website may have been completed by an affiliate of B&B.

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